Why 401K Plans Should Have Written Policies

Employers are discovering the need for proper policies and procedures to protect themselves from sue-happy attorneys. Investment policy Statement, Education Policy, and Uncashed Checks are a few of the important policies and procedures that assist in the legal world...

Cyber Threats: What Fiduciaries Should Know

Does your service provider have a Chief Information Security Officer or equivalent position? Does the company have a privacy and security policy, and does the policy apply to personally identifiable information of retirement plan clients? What are the service...

Six 401k Fiduciary Items to Closely Watch

In the “401k Specialist” article dated Dec. 8, 2016, Ary Rosenbaum, ERISA Attorney, discusses: ERISA Bonds     Corporate Trustees     Third Party Providers     Investment Policy Statements      Participant Direction of investments w/o Advisors    ...